M14: Conclusion and Review - Future
Directions
Learning Objectives: This module
will focus on several areas which require more attention from both developers
and practitioners of systematic conservation planning tools and
protocols. Rather than summarize the previous modules, this module will discuss the stages of systematic conservation planning that require further research.
Learners will be asked to reflect on the concepts learned in previous
modules.
Systematic
conservation planning is a discipline of very recent vintage—many of its
aspects will need to be modified as more is learned from attempts at
implementing conservation plans and monitoring them in different regions of the world.
With
very few exceptions, systematic conservation plans have not been implemented in
full.
This
situation already calls into question whether parts of the systematic planning
protocol needs modification.
There
is a need to communicate to potential practitioners the value of systematic
approaches, especially ones using the various computer-based tools that have
become available.
In
particular, computer-based tools
should be viewed as decision support systems, not decision making systems.
Past
misconceptions must be recognized and corrected:
There
is the misconception that planning tools ignore local expertise. Rather,
planning tools should ideally be used by those with local expertise to explore
a large spectrum of possible plans effectively.
It
may once have been the case that planning tools required data that were not
easily available for many regions of the world. With advances in modeling and
remote-sensing technologies this is no longer true for any terrestrial region.
In the marine context, remote-sensed data are available for the epipelagic zone; for the meso- and bathypelagic zones, satellites can currently provide only indirect measurements.
Planning
tools are sometimes believed to be expensive to use, diverting money that would
have been better spent acquiring land for conservation. By now, computers have
become relatively inexpensive and most software for biodiversity conservation
planning is freely available.
This
module will focus on several areas which require more attention from both
developers and practitioners that use planning tools and protocols.
The
emphasis will be on what still remains poorly understood, not a summary of what
was already said in earlier modules.
Choosing
stakeholders: much more needs to be understood about how to identify and involve
stakeholders effectively.
Stakeholder
enthusiasm may well be the most salient factor for the successful
implementation of a plan.
All
appropriate stakeholders must be identified –see M3:
Stakeholder Identification and Involvement.
While
there are guidelines for ensuring inclusion of all relevant stakeholders (see M3: Stakeholder Identification and Involvement),
there is no foolproof process to ensure that problems do not arise.
If
planning experts are outsiders, then there is ample room for tension between
experts and local stakeholders. There is no foolproof method for avoiding this
problem.
However,
not all stakeholders have the same ethical standing during negotiations.
For
instance, multinational oil companies attempting to extract resources from a
piece of land do not have ethical standing equal to villagers who have been
living on that land for generations.
It
is not ethically acceptable to prioritize stakeholders on the basis of their
economic and political power. However, such power (e.g., economic and
political) cannot be ignored during the planning process—it may act as a
serious constraint on successful implementation.
Far
too often, planning exercises have treated all stakeholders as having equal standing
in the conservation planning process, hoping that consensus will emerge and
irresoluble conflicts won’t derail the planning process.
However,
when conflicts between stakeholders arise, the relevant ethical issues must be
explicitly addressed.
This
is where insights from philosophy and the humanities are important.
Systematic conservation planning is yet to incorporate such insights broadly,
and much remains to be explored to broaden its base in this way.
Assessing
vulnerability of areas and prognosis for biota: these are obviously important
tasks because, ultimately, the goals of conservation planning include the
persistence of biodiversity in addition to its representation in conservation area
networks –see M9: Vulnerability and Persistence
Analysis.
Rapid
reliable methods for simultaneously assessing viabilities for hundreds of taxa do not exist.
Currently,
no promising avenues of new research appear to exist for this purpose.
Models
of threats and other ways to assess vulnerability of areas remain
rudimentary.
Many
other disciplines must also implicitly model such threats to biodiversity
across landscapes, for instance, by modeling suitability of areas for
industrial or urban development.
These
models are mostly more reliable than biological models of viability analysis.
It
may be that the problems of assessing viability and vulnerability are so
difficult that adequate solutions will not be found in the near future.
Meanwhile conservation planning and the designation of conservation area
networks must proceed because, otherwise, much of biodiversity will be lost.
Currently,
the only aspect that can be predicted with any reliability is the prognosis for
some very general landscape-wide features.
Environmental
threats may have to be addressed using legislative regulations based on strong
precautionary principles, such as “always assume the worst for any potential
irreversible undesirable change and act to prevent its occurrence.” However, such a principle may lead to poor
use of scanty and limited resources, because the worst outcome may be very
unlikely.
Conservation
planning decisions are often made by groups of stakeholders, not individuals.
Yet the decision analysis tools that are in common use, for instance multicriteria analysis (see M11:
Multi-Criteria Analysis) assume decisions are being made by
individuals.
In
general, group decision analysis has not been systematically explored by
decision theorists.
It
is not even clear whether the conservation decision making process should be
viewed as one of conflict resolution between fundamentally opposed interests,
or as co-operative planning by individuals with ultimate shared goals but with
different strategies.
Different
decision models apply to different situations.
Social
choice theory has recorded many paradoxes and problems faced by group decisions
With
very few exceptions (e.g., Regan et al. 2006) group decisions have not even
been theoretically explored in the conservation planning context.
Even
when groups have jointly tried to make decisions using conservation planning
tools, the tools used were for individual decision making—see Example 14.1.
Group
decision analysis protocols remain to be developed for use in systematic
conservation planning.
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Example 14.1
Group
Negotiations in
New South Wales
(Pressey
1998)
This example has already been partly discussed
in M12:
Implementation of Conservation Plan –see Example
12.2. The general goal was to ensure adequate protection of a large set
of surrogates in forest conservation areas by regulating logging practices.
It was generally accepted that the logging industry had legitimate interests
in harvesting part of the extensive forests. There were seven recognized
stakeholders: the Resource and Conservation Assessment Council (which was
also the designated referee in the case of disputes), the forestry industry,
the forestry workers union,
State Forests of New
South Wales, the National Parks and Wildlife
Service, conservation activists, and the Commonwealth of Australia. It was
accepted that negotiations would continue even if one of the parties stopped
participating. Each stakeholder had access to a GIS system that allowed it to
analyze data provided by the other stakeholders. The group agreed that
convergence to a single desirable scenario by all stakeholders was unlikely—so it decided
to produce four scenarios corresponding to different amounts of logging (see M12: Implementation
of Conservation Plan—Example 12.2). The negotiations were designed to draw up specific
plans, that is, the configuration of land units that would be reserved from
logging in each scenario. Existing software tools were modified to ensure
transparent analysis with these specific goals—this entire process, even
before formal negotiations began, took over nine months.
Formal negotiations began in April 1996 at the
head office of the National Parks and Wildlife Service. Negotiators were
accompanied by support teams, computer hardware and software, maps, and
reports. Parallel negotiations in two separate rooms, corresponding to
different geographical regions, took place for four weeks. An interactive
software system was operated by a single individual who turned out to be a
key player in the negotiations; this individual used the software to evaluate
different settings for parameters which determined final outcomes. These
settings were suggested by the other stakeholders in the room. The first set
of such negotiations produced results that were acceptable to all in what
turned out to be a fairly relaxed setting, and these results were partially
implemented. Thus, group decision analysis was incorporated by interaction
and repeated used of a decision support system (the interactive software
system) which did not itself incorporate multiple agents.
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The
problem of uncertainty: every stage of the systematic conservation planning
protocol (see M2: Systematic Conservation
Planning Overview) suffers from uncertainties.
It
is not clear that all of these uncertainties can be modeled, and thus
quantified (Sarkar 2005).
Scientific
uncertainties that should be emphasized in systematic conservation planning
include:
The
quality of data is often heterogeneous. Data collection is often biased in unrecognized
ways –see M4: Data Compilation, Assessment, and
Treatment.
Data
treatment methods, for instance, to predict ranges of taxa
have large uncertainties associated with them –see M4:
Data Compilation, Assessment, and Treatment.
Determining
adequate surrogate sets for biodiversity is also fraught with uncertainty –see M3: Stakeholder Identification and Involvement.
As
mentioned earlier, viability and vulnerability estimates remain a major source
of uncertainty –see M9: Vulnerability and
Persistence Analysis.
Finally,
all the planning methods that have so far been devised have arisen from terrestrial
contexts. Marine conservation is now becoming increasingly important.
Further research is needed to determine the extent to which assumptions appropriate for terrestrial planning are also suitable in the marine context.
Sociopolitical
assumptions are almost always uncertain. Moreover:
Stakeholder
preferences may change in unpredictable ways –see M11:
Multi-Criteria Analysis.
Sociopolitical
criteria and their relative rankings are often only known imperfectly (see M11: Multi-Criteria Analysis). (The
criteria are imperfectly known in the sense it is often not clear that a
measurable feature adequately captures the real criterion of interest. For
instance, is the number of people affected an adequate measure of social cost?)
Even
budgets may be uncertain, especially for future years.
How
these uncertainties propagate, amplify, and feed back through the planning
stages remains unknown.
The
important point to remember is that systematic conservation planning actions
must be taken in the face of these uncertainties. There is no option for
putting off conservation planning decisions until all uncertainties have been
resolved.
Both
theoretical work and practical insights are needed to figure out how to cope
with uncertainties in planning.
However,
the adaptive nature of the planning and management process explicitly recognizes
the existence of such uncertainties.
Scheduling
conservation action: Entire conservation
plans will almost never be implemented in one shot.
To
some extent, the representation maximization problem (of M8: Place Prioritization) tries to address this
fact.
It
assumes that there is a limited budget and tries to maximize the number of
surrogates that achieve their targets of representation within potential
conservation areas that fall within the budget.
However,
most planning situations call for future years also to be taken into account.
Incorporation
of both economical representation of biodiversity and the likely fate of areas
that are not selected in a particular year must be taken into account.
This
is known as the “scheduling problem”.
The
likelihood that an area will be transformed due to agriculture, human
settlement, industrialization, etc., if it is left unprotected must be included
in the planning process.
One
possible method of accomplishing this is to find non-dominated solutions (see M11: Multi-Criteria Analysis) using complementarity and vulnerability as criteria. While this
has not been done, something similar has been attempted—see
Example 14.2.
Climate
change is another source of large-scale transformation of landscapes. It can
also be incorporated into the methods of assessing planning solution timelines.
Mathematically,
most versions of scheduling problems can also be represented as optimization
problems.
Simple
versions can be solved using a technique called dynamic programming.
One way to solve multiperiod planning problems is to use backward recursion.
For some multi-period planning problems, obtaining an optimal solution may require a great deal of computer time and memory.
There
has been some progress in finding efficient heuristic methods for solving the
scheduling problem—see Example 14.3.
However,
much more remains to be done. Currently, this is an area of active research.
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Example 14.2
Using
Vulnerability and Irreplaceability to Prioritize
Areas
(Pressey
and Taffs 2001)
Pressey and Taffs (2001) analyzed the irreplaceability
and vulnerability of areas from western New South Wales. 248 land systems
(recurring patterns of landforms, soils, and vegetation) were used as
biodiversity surrogates. Targets of representation were set using a formula,
based on the pre-European extent of each land system (that is, before
European colonization), that also took into account the rarity and
vulnerability of the land systems. Some of the analyses were done using
individual areas, others using the land systems themselves. Vulnerability
assessment was based on the likelihood of clearing and cutting. For land
systems, irreplaceability was estimated as the
percentage of the remaining area which is required to achieve the
conservation targets. In the analyses of the individual conservation areas,
there were 803 grid cells with an average area of about 400 sq km. The irreplaceability value of an area was estimated by the
likelihood of its being needed to achieve the conservation targets.
Points in Figure 14 are either individual
conservation areas or land systems. Irreplaceability
and vulnerability provide the two axes. The line with steps (Figure 14.1a)
was used in their study to identify priority areas. A more general approach
would be to use a simple diagonal line (Figure 14.b). The step-line and
diagonal line is drawn on the diagram in such a way because a high irreplaceability value is favored as well as a high
vulnerability value. However, the
solutions do not favor a high vulnerability value if it can easily be
replaced, and vice versa. The plot is
similar to a plot to when finding non-dominated
solutions in two dimensions (see M11: Multi-Criteria Analysis—Example 11.3). However, if one set of
non-dominated points are selected, the plot should be recalculated since the irreplaceability of the remaining areas change.
Figure 14.2

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Example 14.3
Prioritizing
Conservation Efforts
(Wilson et al. 2006)
Wilson et al. (2006) analyzed data from five
regions in Wallacea and Sundaland
(the transition zone between Australia
and Australasia): Sumatra, Borneo, Sulawesi, Java/
Bali, and southern peninsular Malaysia.
The goal was to maximize the number of endemic species remaining across all
regions once habitat conversion ceased, that is, all the land had either been
converted to other uses or placed under a conservation plan. A species-area
curve was used to calculate the number of species remaining in a region as
habitat conversion occurred. A fixed annual budget was assumed and different
policy options corresponded to the possible distribution of this fixed amount
of resources across the five regions. For simplicity, it was assumed that
this amount was to be used to acquire land for conservation. Threat was
modeled by assuming that a fixed percentage of non-conserved land gets
converted every year. Conversion was modeled as a stochastic process to
incorporate the uncertainty about habitat conversion in any region.
An optimal solution was
found using stochastic dynamic programming. Two heuristic algorithms were
also used: (1) a maximize short-term gain heuristic, which selects
conservation areas that result in the largest number of endemic species
represented and (2) a minimize short-term loss
heuristic, which selects areas to minimize the expected number of species
that are likely to be lost in the next time step. Some recommendations were
unexpected. For instance, when only Borneo and Sumatra were considered, the
results suggested that all resources first be spent in Sumatra for ten years
to represent all endemic species there, before turning to
Borneo.
The promising result was that both of these heuristic algorithms gave similar
results to the optimal algorithm. The heuristic algorithms are
computationally tractable (the problems are easy to solve on a computer)—so
it is likely that such analyses can be performed with realistically-sized
data sets.
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Integrative
Landscape Planning: ideally, managing landscapes for biodiversity conservation
should be integrated with managing them for human habitation and use, and for
ecological restoration. This is the agenda of a new discipline called
Integrative Landscape Planning.
Landscapes
belong to three types: natural landscapes, production landscapes, habitation
landscapes.
Natural
landscapes are to be managed primarily for biodiversity and other natural
values (scenic beauty, important geological formations, etc.)—strategies
include conservation and ecological restoration.
Production
landscapes are primarily of two types: industrial landscapes and agricultural landscapes. Both must be managed for
productivity.
Habitation
landscapes can be rural or urban. A new environment of “green” urbanism should
be developed and encouraged.
These are not exclusive categories.
Good habitation landscapes may also be productive, e.g., family farms.
Although
the definitions of these landscapes are described compartmentally, the general
concept is to avoid compartmentalized landscapes, not encourage them. Global
factors such as climate change or spread of disease will not respect such
compartmentalization.
Human
needs and desires must also be incorporated into the process.
The
challenge is to develop integrated plans that can encompass all these types of
landscape.